Select Investor Type

I am a professional financial adviser, authorised and regulated by the FCA.

I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2001.

I understand that this means:

I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
by signing this statement I may lose significant rights;
I may have no right to complain to either of the following: the Financial Conduct Authority; or the Financial Ombudsman Scheme;
I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a certified high net worth individual because at least one of the following applies:

I had, during the financial year immediately preceding the date below, an annual income to the value of £100,000 or more;
I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include: the property which is my primary residence or any loan secured on that residence; any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001; or any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

Adviser details

My annual income is more than £100,000 or I have savings of at least £250,000.

I declare that I am a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2001.

I understand that this means:

I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
by signing this statement I may lose significant rights;
I may have no right to complain to either of the following: the Financial Conduct Authority; or the Financial Ombudsman Scheme;
I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a certified high net worth individual because at least one of the following applies:

I had, during the financial year immediately preceding the date below, an annual income to the value of £100,000 or more;
I held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for these purposes do not include: the property which is my primary residence or any loan secured on that residence; any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001; or any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be, entitled.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

Investor details

I’ve made similar investments in the past, I work in private equity, or I’m a company director.

I declare that I am a self-certified sophisticated investor for the purposes of the Financial Services and Markets Act (Financial Promotion) Order 2005.

I understand that this means:

I can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority;
the content of such financial promotions may not conform to rules issued by the Financial Conduct Authority;
by signing this statement I may lose significant rights;
I may have no right to complain to either of the following—
the Financial Conduct Authority; or
the Financial Ombudsman Scheme;
I may have no right to seek compensation from the Financial Services Compensation Scheme.

I am a self-certified sophisticated investor because at least one of the following applies:

I am a member of a network or syndicate of business angels and have been so for at least the last six months prior to the date below;
I have made more than one investment in an unlisted company in the two years prior to the date below;
I am working, or have worked in the two years prior to the date below, in a professional capacity in the private equity sector, or in the provision of finance for small and medium enterprises;
I am currently, or have been in the two years prior to the date below, a director of a company with an annual turnover of at least £1 million.

I accept that I can lose my property and other assets from making investment decisions based on financial promotions.

I am aware that it is open to me to seek advice from someone who specialises in advising on investments.

Investor details

I do not plan to invest more than 10% of my net assets into higher risk investments.

I make this statement so that I can receive promotional communications relating to non-readily realisable securities as a restricted investor.

I declare that I qualify as a restricted investor because:

in the twelve months preceding the date below, I have not invested more than 10% of my net assets in non-readily realisable securities; and
I undertake that in the twelve months following the date below, I will not invest more than 10% of my net assets in non-readily realisable securities.

Net assets for these purposes do not include:

the property which is my primary residence or any money raised through a loan secured on that property;
any rights of mine under a qualifying contract of insurance; or
any benefits (in the form of pensions or otherwise) which are payable on the termination of my service or on my death or retirement and to which I am (or my dependants are), or may be entitled; or
any withdrawals from my pension savings (except where the withdrawals are used directly for income in retirement).

I accept that the investments to which the promotions will relate may expose me to a significant risk of losing all of the money or other property invested.

I am aware that it is open to me to seek advice from an authorised person who specialise in advising on non-readily realisable securities.

Financial
adviser

High net
worth individual

Sophisticated
investor

Restricted
investor

I am a professional financial adviser, authorised and regulated by the FCA.

Adviser details

My annual income is more than £100,000 or I have savings of at least £250,000.

Investor details

I’ve made similar investments in the past, I work in private equity, or I’m a company director.

Investor details

I do not plan to invest more than 10% of my net assets into higher risk investments.

Investor details

Select investor type

Financial adviser

High net worth individual

Sophisticated investor

Restricted investor

I am a professional financial adviser, authorised and regulated by the FCA.

Adviser details

My annual income is more than £100,000 or I have savings of at least £250,000.

Investor details

I’ve made similar investments in the past, I work in private equity, or I’m a company director.

Investor details

I do not plan to invest more than 10% of my net assets into higher risk investments.

Investor details

Risk summary for non-readily realisable securities which are shares:

Financial
adviser

High net
worth individual

Sophisticated
investor

Restricted
investor